Compliance Framework
Multi-jurisdictional regulatory compliance across financial, data, cybersecurity, and anti-corruption domains.
Financial
Bank Secrecy Act (BSA)
Anti-money laundering and record-keeping compliance
USA PATRIOT Act
Customer identification and suspicious activity monitoring
OFAC
Sanctions compliance and blocked party screening
FATF
International standards for combating money laundering
Data Privacy
GDPR
EU General Data Protection Regulation compliance
CCPA
California Consumer Privacy Act
PDPL
Personal Data Protection Law (UAE)
UAE Data Law
United Arab Emirates data protection framework
Cybersecurity
NIST CSF
National Institute of Standards and Technology Cybersecurity Framework
ISO 27001(target)
Information Security Management (target certification)
SOC 2 Type II(target)
Service Organization Control audit (target certification)
Anti-Corruption
FCPA
Foreign Corrupt Practices Act
UK Bribery Act
United Kingdom Bribery Act 2010
AML / KYC Program
Comprehensive anti-money laundering and know-your-customer procedures.
Identity Verification
Multi-factor identity validation for all clients
Risk Scoring
Automated risk assessment and client classification
Transaction Monitoring
Real-time monitoring for suspicious activity
SAR Reporting
Suspicious Activity Report filing procedures
Audit threshold: $5,000,000 USD · Record retention: 7 years · Dispute resolution: Delaware arbitration